COMPLIANCE

Arch Metrics, LLC’s founder, Bromley Dougherty, has 20 + years experience in the securities industry.  He has held the FINRA General Securities Principal Qualification among others (Series 24, 7, 63, and 55)

Arch Metrics requires that the investment target(s) be disclosed and documented to prevent the inclusion of current employees of that company in the sample.

Prior to launching each survey questionnaire is submitted to compliance for approval and sign-off.  Arch Metrics is happy to accommodate additional client-specific compliance checks, i.e. submitting survey reports to compliance prior to delivering to analysts.


To Request more compliance information please 

call 646-494-1044

E-mail compliance@archmetrics.com                                                               


© ARCH METRICS, LLC 2017